Michael's theorem on paracompact spaces
Theorem in topology
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In mathematics, Michael's theorem gives sufficient conditions for a regular topological space (in fact, for a T1-space) to be paracompact.
Statement
A family of subsets of a topological space is said to be closure-preserving if for every subfamily ,
- .
For example, a locally finite family of subsets has this property. With this terminology, the theorem states:[1][2]
Theorem—Let be a regular-Hausdorff topological space. Then the following are equivalent.
- is paracompact.
- Each open cover has a closure-preserving refinement, not necessarily open.
- Each open cover has a closure-preserving closed refinement.
- Each open cover has a refinement that is a countable union of closure-preserving families of open sets.
Frequently, the theorem is stated in the following form:
Corollary[3]—A regular-Hausdorff topological space is paracompact if and only if each open cover has a refinement that is a countable union of locally finite families of open sets.
In particular, a regular-Hausdorff Lindelöf space is paracompact. The proof of the theorem uses the following result which does not need regularity:
Proposition[4]—Let X be a T1-space. If X satisfies property 3 in the theorem, then X is paracompact.
Proof of Theorem from Proposition
Here is a proof sketch of the theorem from the proposition.
(1) (2) trivial. (2) (3) Since is regular, we can find an open cover such that is a refinement of a given open cover . By (2), has a closure-preserving refinement . Then is a refinement of and is clearly closure-preserving.
(3) (4) by Proposition, and (4) (1) again by Proposition with the aid of Lemma 2 below.
Examples
Here are some examples of refinements satisfying the condition of the corollary.
- A countable open refinement trivially satisfies the condition of the corollary. Thus, a regular (Hausdorff) Lindelöf space is paracompact.
- Let be a metric space and an open cover indexed by a well-ordered set . Then let
- Then for and, from that, for each , one can choose neighborhoods inside such that is locally finite.[5] Then is a refinement satisfying the condition of the corollary, and we conclude is paracompact.
Proof
Lemmas
The proof of the proposition uses the following general lemmas:
Lemma 1[6]—Let X be a topological space. If each open cover of it admits a locally finite closed refinement, then each open cover admits a locally finite open refinement (thus paracompact when X is Hausdorff).
Proof: Given an open cover , let be a locally finite closed refinement of it. By "locally finite", we can find an open cover of such that each intersects only finitely many sets in . Then let be a locally finite closed refinement of . Then, for each ,
is an open set since is locally finite; thus, closure-preserving. Let be a function such that and then let
which is open. Then is a locally finite open refinement of (use is a locally finite cover).
Lemma 2—Let X be a topological space. Each open cover of that is a countable union of locally finite collections has a locally finite refinement consisting of locally-closed sets.[7]
Also, if is a countable union of closure-preserving collections of open sets, then has a closure-preserving closed refinement.[8]
Proof: Let be an open cover that is a countable union of locally finite collections . Then let , and then, for each and , let
Then is a locally-closed cover; indeed, if is the least integer such , then is in some and . For "locally finite", let be in ; say, for some . Since each is locally finite, there is a neighborhood of such that intersects only finitely many sets in . Then intersects only finitely many sets in , since is disjoint from the sets . The "also" part is proved in essentially the same way; namely, given and , let
Then is a required refinement.
Proof of Proposition
Let X be a T1-space in which each open cover admits a closure-preserving closed refinement.
We first note that the assumption on open covers can be strengthen to the following[9]
- (*) For each open cover , there exists a closure-preserving closed cover indexed by the same such that
Indeed, given such an open cover , by assumption, we have a closure-preserving closed refinement of it. For each , let
Then this cover has required properties.
Second, we shall note that is normal.[10] Indeed, given disjoint closed subsets , the open cover has a closed refinement ; say, and then are disjoint neighborhoods of . In particular, is Hausdorff since is T1.
We shall now verify the hypothesis of Lemma 1. Let be an open cover indexed by a well-ordered set . First, we shall recurviely construct a closure-preserving closed cover as follows. For , let be a closed cover given by (*). Assuming we have constructed , let
It is an open cover: if is the least element with the property , then and so . By (*), let be a closure-preserving closed cover.
Now, since , we have:
which is open since is closure-preserving. We claim is an open cover. Let and for each , let be the least element such that . We have since . Since is well-ordered, the sequence cannot be strictly decreasing all the way; i.e., for some and then similarly we see That is, is in . Note also
Finally, by (*), we can find a closure-preserving closed refinement . By normality, we then find open sets such that
For each , let be the union of all open sets, each of which intersects only finitely many sets in . It is a neighborhood of since is a disjoint collection. By normality, we have neighborhoods of with closures lying in . Then let
Then is locally finite. Thus, by Lemma 2, we find a locally finite locally-closed refinement of Then, since passing to closure doesn’t spoil “locally finite", is a refinement satisfying the hypothesis of Lemma 1. (The argument after "finally" except Lemma 2 is essentially due to Dowkey.[11])
Similar result
There is a similar result due to A. H. Stone (which was actually used to prove a metric space is paracompact).
Proposition[12]—Let X be a T1-space. Then each open cover admits a barycentric open refinement (defined below) if and only if X is paracompact.
Given a set and a cover of it, for each element , we write
and call it the star over with respect to . A collection of subsets of is then called a barycentric refinement of if is a refinement of .[13] A barycentric refinement is in particular a refinement.
Lemma 1 is then strengthened to[14]
- If each open cover has a locally finite closed refinement, then each open cover has a locally finite barycentric open refinement.
The proof of the other direction of the theorem uses the following idea: construct a sequence of successive barycentric refinements
where is the given open cover and we wrote for a barycentric refinement. Very roughly, this puts us in a setup similar to the metric-space one discussed at § Examples and we finish the proof similarly (the actual details are more involved).