Electronic entropy
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Electronic entropy is the entropy of a system attributable to electrons' probabilistic occupation of states. This entropy can take a number of forms. The first form can be termed a density of states based on entropy. The Fermi–Dirac distribution implies that each eigenstate of a system, i, is occupied with a certain probability, pi. As the entropy is given by a sum over the probabilities of occupation of those states, there is an entropy associated with the occupation of the various electronic states. In most molecular systems, the energy spacing between the highest occupied molecular orbital and the lowest unoccupied molecular orbital is usually large, and thus the probabilities associated with the occupation of the excited states are small. Therefore, the electronic entropy in molecular systems can safely be neglected. Electronic entropy is thus most relevant for the thermodynamics of condensed phases, where the density of states at the Fermi level can be quite large, and the electronic entropy can thus contribute substantially to thermodynamic behavior.[1][2] A second form of electronic entropy can be attributed to the configurational entropy associated with localized electrons and holes.[3] This entropy is similar in form to the configurational entropy associated with the mixing of atoms on a lattice.
Electronic entropy can substantially modify phase behavior, as in lithium-ion battery electrodes,[3] high temperature superconductors,[4][5] and some perovskites.[6] It is also the driving force for the coupling of heat and charge transport in thermoelectric materials, via the Onsager reciprocal relations.[7]
General Formulation
The entropy due to a set of states that can be either occupied with probability or empty with probability can be written as:
- ,
where kB is Boltzmann constant.
For a continuously distributed set of states as a function of energy, such as the eigenstates in an electronic band structure, the above sum can be written as an integral over the possible energy values, rather than a sum. Switching from summing over individual states to integrating over energy levels, the entropy can be written as:
where n(E) is the density of states of the solid. The probability of occupation of each eigenstate is given by the Fermi function, f:
where EF is the Fermi energy and T is the absolute temperature. One can then re-write the entropy as:
This is the general formulation of the density-of-states based electronic entropy.
Useful approximation
It is useful to recognize that the only states within ~±kBT of the Fermi level contribute significantly to the entropy. Other states are either fully occupied, f = 1, or completely unoccupied, f = 0. In either case, these states do not contribute to the entropy. If one assumes that the density of states is constant within ±kBT of the Fermi level, one can derive that the electron heat capacity, equal to:[8]
where n(EF) is the density of states (number of levels per unit energy) at the Fermi level. Several other approximations can be made, but they all indicate that the electronic entropy should, to first order, be proportional to the temperature and the density of states at the Fermi level. As the density of states at the Fermi level varies widely between systems, this approximation is a reasonable heuristic for inferring when it may be necessary to include electronic entropy in the thermodynamic description of a system; only systems with large densities of states at the Fermi level should exhibit non-negligible electronic entropy (where large may be approximately defined as n(EF) ≥ (k2
BT)−1).